Securities Matters

We have represented issuers of public securities and directors and officers of public companies in connection with regulator and SRO investigations and claims, IPOs, auction rate securities, shareholder class actions and derivative suits. These matters have included claims of stock option back-dating, securities fraud, failures to make required disclosures and other claims. We also have represented mutual fund advisors, board trustees and other registered investment advisors in connection with regulatory and shareholder claims in such diverse areas as market timing, soft-dollar arrangements, and similar issues.