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Insider Trading After the 2nd Circuit Decision in Newman: Is it Back to the Future?

March 2015

This program will analyze the recent 2nd Circuit decision in U.S. v. Newman and how it differs from recent case law concerning insider trading. Panelists will provide insight and tips concerning both civil and criminal implications of the decision.  

Discussion will also include the new challenges facing the DOJ and the SEC, new opportunities for defense counsel, and attempts to handicap the DOJ’s chances in connection with their effort to reverse the decision.


  • Richard Rosenweig, Goulston & Storrs


  • Luke T. Cadigan, K&L Gates LLP

  • R. Daniel O'Connor, Ropes & Gray LLP

  • Rua Kelly, U.S. Securities & Exchange Commission

  • Stephen E Frank. U.S. Attorney's Office